气候变化全球治理的新发展——国际航空业碳抵消与削减机制

    New Development in Global Governance of Climate Change—Carbon Offsetting and Reduction Scheme for International Aviation

    • 摘要: 2016年10月召开的国际民航组织(ICAO)第39届全体成员国大会决定建立一个“国际航空业碳抵消与削减机制(CORSIA)”,以实现自2020年起的“碳中和增长”目标。一方面,碳抵消与削减机制是ICAO长期持续致力于航空业温室气体减排所取得的成果,同时也与国际航空减排的紧迫性与航空企业的认可相关联;另一方面,碳抵消与削减机制也是欧盟在国际航空减排谈判中进行积极推动与单边威胁的结果。CORSIA的特点主要表现为适用范围有限、分阶段实施、“前松后紧”的抵消义务等。当前,CORSIA的发展前景尚面临着诸多挑战,如可用于抵消的合格排放单位的资格要求将成为实施CORSIA的主要障碍,CORSIA自身缺乏遵约与处罚机制。为促进CORSIA的顺利实施,同时尽可能减少其对航空市场的扭曲,ICAO应进一步完善CORSIA的执行方案,或由成员国调整其自主性航空减排措施。CORSIA的有效实施也有赖于《芝加哥公约》下的成员国“自助机制”。

       

      Abstract: In October 2016, the 39th ICAO Assembly agreed to establish a Carbon Offsetting and Reduction Scheme for International Aviation(CORSIA),in order to achieve the goal of 2020 Carbon Neutral Growth. For the one thing, CORSIA is the result of the long-lasting efforts made by the ICAO to mitigate the emission of international aviation. It also relates to the urgent need to reduce carbon emission of international aviation and acknowledgement of the aviation sector. On the other hand, CORSIA is the result of EU's active promotion and unilateral threatening in the negotiation of emission reduction of international aviation. The features of CORSIA consist of limited coverage, implementation by three phases, offsetting obligations based on“easy before difficult”, etc. Currently, CORSIA faces various challenges, e.g. the criteria of emission units eligible for offsetting will turn out to be the key obstacle to the implementation of CORSIA and there are no compliance and penalty mechanisms in CORSIA. For the purpose of enhancing the reduction effectiveness of CORSIA and minimizing the distortion to the aviation market, ICAO ought to make further efforts to improve CORSIA implementation programmes. Alternatively, the member states of ICAO may adjust its voluntary mitigation mechanism for the emission of aviation. The effective implementation of CORSIA heavily depends on the self-help mechanism of member states under the Chicago Convention.

       

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