论诉讼行使合同解除权未获实体判决时的法律效果兼评《合同编通则解释》第54条

    On Legal Effect of Litigation to Exercise the Claim of Rescission of Contract without Obtaining a Substantive JudgementComment on Article 54 of the Interpretation of the General Provisions of Contracts

    • 摘要: 在追求“要件—效果”一致性的并存说语境下,以诉讼方式行使合同解除权,当诉状送达后因诉不合法被驳回起诉、撤诉、变更诉讼请求等未获得实体判决时解除效果仍然发生,形成私法效果与裁判状态之间的龃龉。并存说无法解释《合同编通则解释》第54条规定的诉状送达后复又撤诉并不发生解除效果,解除效果的发生以人民法院确认解除主张作为前提条件。并存说以实体权利义务公平对等为核心标准,在中国面临实体规范供给不足、诉讼送达乱等困境,更易产生解除效果与裁判结果、当事人意思的背离。两性说结合诉讼状态理论,体现诉讼中攻击防御行为的展开与当事人期待/负担的转移过程,代表当事人对实体内容的认识加深与自我责任的形成,也与起诉作为取效性行为的效果意思实现方式相匹配。以此证成司法解释正当性的同时,仍需关注与协议解除合同之协调,在认诺、预备反诉等场景下,结合法院准许撤诉制度与意思表示解释规则,针对是否属于协议解除进行实质判断,以限缩对第54条之适用。

       

      Abstract: In the context of the doctrine of concurrency of pursuing the consistency of ‘elements–effects’, the exercise of the right to rescind a contract by way of litigation results in the discrepancy between the effect of the private law and the state of adjudication, when the rescission effect still occurs but the lawsuit is withdrawn, dismissed due to the illegality of the lawsuit, or the claim is changed after the service of the complaint, and when the substantive judgement has not been obtained. The doctrine of concurrency does not explain the fact that the withdrawal of a claim after it has been served, as provided for in Article 54 of the Interpretation of the General Principles of Contracts, does not have the effect of a discharge. The precondition for the occurrence of the dissolution effect is the confirmation of the dissolution claim by the Court. Doctrine of concurrency has as its central criterion the equitable reciprocity of rights and obligations of entities. In China, there exist dilemmas such as insufficient entity norms supply, litigation service chaos, etc., it is more likely to result in a dissociation of the effect of the rescission from the result of the judgement and the intention of the parties. Theory of double nature of an act, combined with the theory of litigation state, embodies the litigation of attack and defence behaviour and the process of the transfer of the parties’ expectations/burden, demonstrates the parties’ deepening understanding of the content of the entity and their formation of self-responsibility, and matches the prosecution as a validity of the nature of the act of the act. When justifying the judicial interpretation, it is still necessary to pay attention to the coordination with the agreement to terminate the contract. And in the scenarios of promise and preparatory counterclaim, whether it is an agreement to terminate the contract should be judged according to the “court’s permission to withdraw the lawsuit” system and the rules of interpretation of the meaning of the expression of the substance, in order to limit the application of Article 54.

       

    /

    返回文章
    返回
    Baidu
    map